NTL Record

Title The Impact of Participatory Safety Rules Revision on Incident Rates, Liability Claims, and Safety Culture in the U.S. Railroad Industry
Record ID 33705
Personal Name
Creator
Ranney, J.; Nelson, C.
Source 69p. in various pagings
Corporate Creator John A. Volpe National Transportation Systems Center (U.S.); Western Michigan University. Dept. of Civil and Construction Engineering
Publisher United States. Department of Transportation. Federal Railroad Administration
Publication Date 20070700
Language English
Abstract The Federal Railroad Administration Human Factors Research and Development Program sponsored a lessons learned study to examine the impact of safety rules revision on safety culture, incident rates, and liability claims in the railroad industry. Safety rules revision identifies key rules that are universally enforceable and eliminates unnecessary and conflicting rules. The process also seeks to promote improvements in safety culture through labor-management collaboration by including a shift in primary responsibility for rules creation from management to front-line workers. In this study, the evaluation team reviewed relevant literature, interviewed key participants (management and labor) from transportation carriers that had undertaken safety rules revision, and analyzed relevant incident and injury data. Although outcome data were statistically inconclusive, a number of other indicators in this study suggested a positive benefit on carriers that used the process. Interviewees reported more enforceable safety rules, increased compliance, and overall improvements in several aspects of safety culture, such as labor-management relations. Moreover, some carriers reported significant reductions in the number of claims related to the Federal Employer’s Liability Act and the cost per claim. This report examines other potential benefits, challenges, and successful implementation strategies, as well as future directions and activities.
Rosap ID dot:8761
Rosap URL https://rosap.ntl.bts.gov/view/dot/8761
TRT Terms Liability; Human factors; Operating rules; Safety programs; Working conditions; Work rules
General Subjects Railroad safety culture; Safety rules revision; Safety rules consolidation; Compliance; Federal 68 Employer¿s Liability Act; FELA; Incident rates; Liability claims; Lessons learned
Classification NTL - SAFETY AND SECURITY - SAFETY AND SECURITY;
NTL - SAFETY AND SECURITY - Human Factors;
NTL - RAIL TRANSPORTATION - Rail Safety;
NTL - RAIL TRANSPORTATION - Rail Economics and Finance
Geographical
Coverage
United States
Contract Number R3116/RR304
Report Number DOT-VNTSC-FRA-02-05; DOT/FRA/ORD-07/14
Availability Volpe National Transportation Systems Center, Technical Reference Center
Resource type Tech Report
URL https://ntlrepository.blob.core.windows.net/lib/33000/33700/33705/33705.pdf
Format PDF
Database NTL Digital Repository